Riggs, John West
证监会中央编号:ARO321
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PIPER JAFFRAY ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-04-01 | 2012-10-31 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2010-04-01 | 2012-10-31 |
| Rep | 证券交易 | 2010-04-01 | 2012-10-31 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-08-27 | 2009-06-15 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2008-08-27 | 2009-06-15 |
| Rep | 证券交易 | 2008-08-27 | 2009-06-15 |