| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就证券提供意见 | 2013-03-05 | 2021-09-17 |
| Rep | 就证券提供意见 | 2012-11-05 | 2013-03-05 | |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | RO | 就证券提供意见 | 2010-09-01 | 2012-08-25 |
| Rep | 就证券提供意见 | 2008-01-14 | 2010-09-01 | |
| CHINA EVERBRIGHT RESEARCH LIMITED | Rep | 就证券提供意见 | 2004-04-20 | 2008-01-01 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就证券提供意见 | 2003-08-01 | 2004-03-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 提供自动化交易服务 | 2003-06-07 | 2004-03-23 |
| Rep | 证券交易 | 2003-06-07 | 2004-03-23 |