Personnel Hong Kong SFC License Details (ID 92340)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
OSL DIGITAL SECURITIES LIMITED OSL	Rep	提供自动化交易服务	2026-05-11	-
	RO	证券交易	2026-05-11	-
	Rep	证券交易	2026-03-17	2026-05-11
VICTORY SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2024-09-09	2025-12-16
	Rep	提供资产管理	2024-09-09	2025-12-16
	Rep	证券交易	2024-09-09	2025-12-16
Dragonstone Capital Management Limited	Rep	提供资产管理	2024-03-11	2024-08-12
	Rep	就证券提供意见	2024-02-21	2024-08-12
	Rep	证券交易	2024-02-21	2024-08-12
Vantage Capital Markets HK Limited	Rep	就机构融资提供意见	2022-11-18	2023-10-24
	Rep	就证券提供意见	2022-11-18	2023-10-24
	Rep	期货合约交易	2022-07-18	2023-10-24
	Rep	证券交易	2022-07-18	2023-10-24
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	证券交易	2019-02-26	2022-07-12
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	期货合约交易	2018-10-05	2022-07-12
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	证券交易	2018-10-05	2019-02-26
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2018-01-18	2018-08-08
	Rep	证券交易	2018-01-18	2018-08-08
BOCI SECURITIES LIMITED	Rep	证券交易	2012-10-11	2017-11-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	证券交易	2011-05-17	2012-08-25
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	就证券提供意见	2009-07-13	2011-05-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	证券交易	2009-07-13	2011-05-01
BREVAN HOWARD (HONG KONG) LIMITED	Rep	就期货合约提供意见	2008-06-11	2008-11-13
	Rep	就证券提供意见	2008-06-11	2008-11-13
	Rep	提供资产管理	2007-09-21	2008-11-13
HSBC SECURITIES (ASIA) LIMITED	Rep	就证券提供意见	2005-07-12	2005-11-12

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