| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Global Markets Limited | RO | 就证券提供意见 | 2023-06-30 | - |
| Rep | 就证券提供意见 | 2022-01-24 | 2023-06-30 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2017-09-29 | 2022-05-05 |
| Atlantic Asset Management Limited | Rep | 就证券提供意见 | 2017-01-04 | 2017-09-18 |
| Rep | 提供资产管理 | 2017-01-04 | 2017-09-18 | |
| Glory Sun Securities Limited | Rep | 证券交易 | 2017-01-04 | 2017-09-18 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 就证券提供意见 | 2012-10-04 | 2016-12-28 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | 就证券提供意见 | 2009-11-17 | 2012-08-25 |
| CHINA EVERBRIGHT RESEARCH LIMITED | Rep | 就证券提供意见 | 2007-05-23 | 2009-11-04 |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2006-09-18 | 2007-05-13 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2006-09-18 | 2007-05-13 |
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