| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2024-07-15 |
| Rep | 证券交易 | 2014-07-11 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-07-11 | 2024-07-15 |
| Bright Fund Management Limited | Rep | 就证券提供意见 | 2014-04-28 | 2014-07-05 |
| Rep | 提供资产管理 | 2014-04-28 | 2014-07-05 | |
| Rep | 证券交易 | 2014-04-28 | 2014-07-05 | |
| PLATINUM BROKING COMPANY LIMITED | Rep | 证券交易 | 2012-04-10 | 2014-03-31 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 期货合约交易 | 2012-01-03 | 2012-03-08 |
| Rep | 证券交易 | 2011-10-04 | 2012-03-08 | |
| PLATINUM BROKING COMPANY LIMITED | Rep | 证券交易 | 2007-05-09 | 2011-10-01 |