| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就证券提供意见 | 2025-12-01 | - |
| RO | 提供自动化交易服务 | 2025-12-01 | - | |
| RO | 期货合约交易 | 2025-12-01 | - | |
| RO | 证券交易 | 2025-12-01 | - | |
| Rep | 就证券提供意见 | 2025-10-09 | 2025-12-01 | |
| Rep | 期货合约交易 | 2025-10-09 | 2025-12-01 | |
| Rep | 证券交易 | 2025-10-09 | 2025-12-01 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2021-11-05 | 2025-07-04 |
| CMB International Global Markets Limited | Rep | 证券交易 | 2019-07-26 | 2022-02-07 |
| CMB International Securities Limited | RO | 证券交易 | 2018-11-27 | 2025-07-04 |
| CMB INTERNATIONAL FUTURES LIMITED | RO | 期货合约交易 | 2016-06-10 | 2025-07-04 |
| CMB International Securities Limited | Rep | 证券交易 | 2016-04-22 | 2018-11-27 |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就期货合约提供意见 | 2012-08-13 | 2016-04-11 |
| RO | 期货合约交易 | 2012-08-13 | 2016-04-11 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就期货合约提供意见 | 2012-06-27 | 2013-08-01 |
| RO | 期货合约交易 | 2012-06-27 | 2016-04-11 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-27 | 2012-08-13 |
| Rep | 证券交易 | 2012-06-27 | 2016-04-11 | |
| RO | 杠杆式外汇交易 | 2012-06-14 | 2016-04-11 | |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 杠杆式外汇交易 | 2010-10-25 | 2014-10-20 |
| Rep | 杠杆式外汇交易 | 2009-05-25 | 2010-10-25 | |
| Rep | 期货合约交易 | 2009-05-25 | 2012-06-27 | |
| Rep | 证券交易 | 2009-05-25 | 2016-04-11 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2007-03-21 | 2009-05-07 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2007-03-21 | 2009-05-07 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-03-21 | 2009-05-07 |
金管局记录暂时无法加载，请稍后重试。