| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2012-08-02 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2012-08-02 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-14 | 2012-07-01 |
| Rep | 证券交易 | 2012-06-14 | 2012-07-01 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 杠杆式外汇交易 | 2009-09-29 | 2010-04-29 |
| Rep | 期货合约交易 | 2009-09-29 | 2012-08-01 | |
| Rep | 证券交易 | 2009-09-29 | 2012-08-01 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-06-21 | 2007-11-15 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2006-02-23 | 2007-11-15 |