| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2021-07-22 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2021-07-22 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-14 | 2021-06-30 |
| Rep | 证券交易 | 2012-06-14 | 2021-06-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2006-08-28 | 2013-09-13 |
| Rep | 证券交易 | 2005-04-07 | 2013-09-13 | |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-20 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-20 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-20 | |
| Rep | 证券交易 | 2003-04-01 | 2005-03-31 |