| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2012-06-14 | 2014-05-30 |
| Rep | 期货合约交易 | 2012-06-14 | 2014-05-30 | |
| Rep | 证券交易 | 2012-06-14 | 2014-05-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2011-03-09 | 2013-08-01 |
| Rep | 就证券提供意见 | 2010-11-24 | 2013-08-01 | |
| Rep | 证券交易 | 2010-11-24 | 2013-08-01 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 就证券提供意见 | 2010-02-18 | 2010-11-02 |
| Rep | 证券交易 | 2010-02-18 | 2010-11-02 |