| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FTFT International Securities and Futures Limited | RO | 就证券提供意见 | 2024-02-05 | - |
| RO | 证券交易 | 2024-02-05 | - | |
| RO | 期货合约交易 | 2023-02-20 | - | |
| Glory Sun Securities Limited | Rep | 期货合约交易 | 2020-05-15 | 2021-04-27 |
| Rep | 证券交易 | 2020-05-15 | 2021-04-27 | |
| FORMAX SECURITIES LIMITED | RO | 期货合约交易 | 2019-04-24 | 2019-07-23 |
| RO | 证券交易 | 2019-04-24 | 2019-07-23 | |
| Rep | 期货合约交易 | 2016-05-31 | 2019-04-24 | |
| Rep | 证券交易 | 2016-05-31 | 2019-04-24 | |
| Minerva Holding Financial Securities Limited | Rep | 证券交易 | 2016-01-19 | 2016-05-19 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就证券提供意见 | 2015-12-11 | 2016-01-07 |
| FULBRIGHT FUTURES LIMITED | Rep | 期货合约交易 | 2014-12-10 | 2016-01-07 |
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2014-12-10 | 2016-01-07 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 提供资产管理 | 2014-10-20 | 2014-11-14 |
| Rep | 期货合约交易 | 2014-10-20 | 2014-11-14 | |
| Rep | 证券交易 | 2014-10-20 | 2014-11-14 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 提供资产管理 | 2012-06-14 | 2013-09-20 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 提供资产管理 | 2010-06-10 | 2013-05-22 |
| Rep | 期货合约交易 | 2010-05-03 | 2010-06-10 | |
| Rep | 证券交易 | 2009-12-03 | 2010-06-10 |
已采集记录中暂无金管局登记。