| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-15 | 2023-08-31 |
| Rep | 证券交易 | 2012-06-15 | 2023-08-31 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2005-09-05 | 2013-09-13 |
| Rep | 就证券提供意见 | - | 2003-08-13 | |
| Rep | 提供资产管理 | - | 2003-08-13 | |
| Rep | 就机构融资提供意见 | - | 2005-01-15 | |
| Rep | 证券交易 | - | 2013-09-13 |