Personnel Hong Kong SFC License Details (ID 92419)

Personnel Hong Kong SFC License Details (ID 92419)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Yuanta Securities (Hong Kong) Company Limited	RO	证券交易	2018-06-04	2021-10-28
	Rep	证券交易	2017-05-22	2018-06-04
	Rep	就机构融资提供意见	2017-05-22	2021-10-28
Ping An of China Capital (Hong Kong) Company Limited	Rep	就机构融资提供意见	2016-03-21	2017-04-27
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2016-03-21	2017-04-27
MIZUHO SECURITIES ASIA LIMITED	Rep	就机构融资提供意见	2014-08-20	2015-04-17
	Rep	就证券提供意见	2014-08-20	2015-04-17
	Rep	证券交易	2014-08-20	2015-04-17
Yuanta Securities (Hong Kong) Company Limited	Rep	就机构融资提供意见	2013-07-18	2014-05-30
	Rep	证券交易	2013-07-18	2014-05-30
ORIENTAL PATRON SECURITIES LIMITED	Rep	证券交易	2013-03-14	2013-06-15
Yuanta Securities (Hong Kong) Company Limited	Rep	证券交易	2012-06-14	2013-03-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	证券交易	2010-10-15	2013-03-01