Personnel Hong Kong SFC License Details (ID 92423)

Personnel Hong Kong SFC License Details (ID 92423)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Yuanta Asia Investment (Hong Kong) Limited	Rep	就证券提供意见	2010-10-18	2013-04-04
	Rep	提供资产管理	2010-08-02	2013-04-04
	Rep	期货合约交易	2010-08-02	2013-04-04
	Rep	证券交易	2010-08-02	2013-04-04
Quam Securities Limited	Rep	提供资产管理	2008-07-14	2010-06-17
	Rep	期货合约交易	2008-07-14	2010-06-17
	Rep	证券交易	2008-07-14	2010-06-17
Ark Securities (Hong Kong) Limited	Rep	提供资产管理	2007-06-08	2008-05-31
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	2007-06-08	2008-05-31
Ark Securities (Hong Kong) Limited	Rep	就证券提供意见	2004-12-16	2008-05-31
	Rep	证券交易	2004-12-03	2008-05-31
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2004-12-03	2008-05-31
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2004-07-20	2004-12-03
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2004-07-20	2004-12-03
REXCAPITAL FUTURES LIMITED	Rep	期货合约交易	2004-06-12	2004-07-08
WINGS SECURITIES (HK) LIMITED	Rep	证券交易	2004-06-12	2004-07-08