| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2012-06-18 | 2019-10-29 |
| Rep | 期货合约交易 | 2012-06-18 | 2019-10-29 | |
| Rep | 证券交易 | 2012-06-18 | 2019-10-29 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-04-29 | 2013-08-01 |
| Rep | 期货合约交易 | 2010-04-29 | 2013-08-01 | |
| Rep | 证券交易 | 2010-04-29 | 2013-08-01 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2008-08-20 | 2010-04-14 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2007-11-29 | 2010-04-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2003-12-17 | 2010-04-14 |