Personnel SFC Licences and HKMA Registrations (ID 92434)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	证券交易	2022-05-03	-
	Rep	期货合约交易	2022-05-03	2026-09-28
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	期货合约交易	2019-07-15	2022-01-21
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	证券交易	2019-07-15	2022-01-21
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2017-10-25	2019-03-30
	Rep	证券交易	2017-10-25	2019-03-30
Soochow Securities International Brokerage Limited	Rep	证券交易	2015-03-10	2017-09-29
Soochow Securities International Futures Limited	Rep	期货合约交易	2015-03-10	2017-09-29
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2012-06-18	2015-02-11
	Rep	证券交易	2012-06-18	2015-02-11
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2009-11-09	2015-02-11
	Rep	证券交易	2009-11-09	2015-02-11
CES Commodities (HK) Limited	Rep	期货合约交易	2006-02-03	2009-10-31
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-02-03	2009-10-31
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2005-10-07	2009-10-31
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2005-10-07	2009-10-31
FIRST SHANGHAI FUTURES LIMITED	Rep	提供自动化交易服务	2003-05-26	2003-09-05
FIRST SHANGHAI SECURITIES LIMITED	Rep	提供自动化交易服务	2003-05-26	2003-09-02
	Rep	证券交易	2003-05-26	2005-09-30
FIRST SHANGHAI FUTURES LIMITED	Rep	期货合约交易	2003-05-22	2005-09-30

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。