Personnel SFC Licences and HKMA Registrations (ID 92447)

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
LIVEREPORT ASSET MANAGEMENT LIMITED	Rep	就证券提供意见	2026-09-23	-
	Rep	提供资产管理	2026-09-23	-
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	RO	就证券提供意见	2026-02-04	2026-08-25
	RO	提供资产管理	2026-02-04	2026-08-25
SILVERBRICKS SECURITIES COMPANY LIMITED	RO	证券交易	2026-02-04	2026-08-25
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	提供资产管理	2022-09-19	2026-02-04
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	就机构融资提供意见	2022-09-19	2026-01-21
	RO	期货合约交易	2021-07-16	2026-08-25
	Rep	期货合约交易	2021-04-21	2021-07-16
SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED	Rep	就证券提供意见	2021-03-15	2026-02-04
SILVERBRICKS SECURITIES COMPANY LIMITED	Rep	证券交易	2021-03-15	2026-02-04
FB SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2016-07-13	2021-03-01
	Rep	证券交易	2016-07-13	2021-03-01
CHIEF COMMODITIES LIMITED	Rep	期货合约交易	2014-04-22	2015-09-09
CHIEF SECURITIES LIMITED	Rep	证券交易	2014-04-22	2015-09-09
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2012-06-18	2014-02-21
	Rep	证券交易	2012-06-18	2014-02-21
	Rep	杠杆式外汇交易	2012-06-18	2014-02-21
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2012-04-19	2014-02-21
	Rep	证券交易	2012-04-19	2014-02-21
	Rep	杠杆式外汇交易	2012-04-19	2014-02-21
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2011-11-16	2012-03-09
	Rep	证券交易	2011-11-16	2012-03-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2011-05-03	2011-10-27
	Rep	证券交易	2011-05-03	2011-10-27
	Rep	杠杆式外汇交易	2011-05-03	2011-10-27
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2008-12-12	2011-04-18
CES Commodities (HK) Limited	Rep	期货合约交易	2008-08-26	2011-04-18
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2008-05-26	2011-04-18

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