Hung, Chiu Loi 洪超來 SFC Licences and HKMA Registrations (ID 92458)

Hung, Chiu Loi 洪超來 SFC Licences and HKMA Registrations (ID 92458)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
uSmart Securities Limited	Rep	证券交易	2025-11-07	-
TIGER BROKERS (HK) GLOBAL LIMITED	Rep	期货合约交易	2023-01-12	2025-01-01
	Rep	证券交易	2023-01-12	2025-01-01
CMB INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2020-01-23	2022-09-30
CMB International Securities Limited	Rep	就证券提供意见	2020-01-23	2022-09-30
	Rep	证券交易	2020-01-23	2022-09-30
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2019-01-08	2019-05-01
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-11-29	2019-05-01
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2018-11-29	2019-05-01
China Vered Securities Limited	Rep	就证券提供意见	2018-08-16	2018-10-31
	Rep	期货合约交易	2018-07-20	2018-10-31
	Rep	证券交易	2018-07-20	2018-10-31
Soochow Securities International Brokerage Limited	Rep	证券交易	2014-04-02	2018-06-17
Soochow Securities International Futures Limited	Rep	期货合约交易	2014-04-02	2018-06-17
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期货合约交易	2012-05-21	2014-03-07
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	证券交易	2012-05-21	2014-03-07
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	期货合约交易	2012-02-08	2012-05-07
	Rep	证券交易	2012-02-08	2012-05-07
Yuanta Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2010-02-10	2011-12-27
	Rep	证券交易	2010-02-10	2011-12-27

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。