| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 就证券提供意见 | 2019-05-31 | 2022-01-28 |
| Rep | 证券交易 | 2019-05-31 | 2022-01-28 | |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2018-06-15 | 2019-05-12 |
| Rep | 证券交易 | 2017-10-03 | 2019-05-12 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-10-24 | 2019-05-12 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-09-22 | 2017-10-02 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2015-09-22 | 2017-10-02 |
| oOo Securities (HK) Group Limited | Rep | 证券交易 | 2012-06-27 | 2015-01-10 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2009-07-06 | 2012-05-22 |