| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-20 | - |
| Rep | 证券交易 | 2012-06-20 | - | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2007-07-27 | 2015-12-30 |
| Rep | 证券交易 | 2007-07-27 | 2015-12-30 | |
| RO | 期货合约交易 | 2006-11-16 | 2007-07-27 | |
| RO | 证券交易 | 2006-11-16 | 2007-07-27 | |
| Rep | 期货合约交易 | 2005-07-08 | 2006-11-16 | |
| Rep | 证券交易 | 2004-11-26 | 2006-11-16 |