| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UPBEST SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-04-12 | 2018-10-01 |
| Rep | 证券交易 | 2017-04-12 | 2018-10-01 | |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2012-06-20 | 2014-03-13 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2010-01-25 | 2013-04-26 |
| GREATER CHINA SECURITIES LIMITED | Rep | 证券交易 | 2006-06-07 | 2009-11-30 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | - | 2003-04-10 |
| Rep | 就证券提供意见 | - | 2003-04-10 | |
| Rep | 提供资产管理 | - | 2003-04-10 | |
| Rep | 证券交易 | - | 2003-04-10 |