| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-20 | 2020-01-22 |
| Rep | 证券交易 | 2012-06-20 | 2020-01-22 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2011-07-27 | 2013-04-26 |
| Rep | 证券交易 | 2011-07-27 | 2013-04-26 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2011-02-16 | 2011-07-05 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-11-29 | 2011-07-05 |