| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-01-07 | 2018-05-01 |
| Guotai Junan FX Limited | Rep | 杠杆式外汇交易 | 2013-01-07 | 2018-05-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2013-01-07 | 2018-05-01 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-20 | 2012-11-30 |
| Rep | 证券交易 | 2012-06-20 | 2012-11-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2011-05-18 | 2012-11-30 |
| Rep | 证券交易 | 2011-05-18 | 2012-11-30 |