| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hafoo Futures Limited | Rep | 就期货合约提供意见 | 2021-11-19 | - |
| Rep | 期货合约交易 | 2021-11-19 | - | |
| Hafoo Securities Limited | Rep | 证券交易 | 2019-07-02 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 杠杆式外汇交易 | 2012-06-20 | 2016-10-31 |
| Rep | 期货合约交易 | 2012-06-20 | 2019-01-01 | |
| Rep | 证券交易 | 2012-06-20 | 2019-01-01 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 杠杆式外汇交易 | 2010-04-29 | 2014-10-20 |
| Rep | 期货合约交易 | 2010-04-29 | 2015-12-30 | |
| Rep | 证券交易 | 2010-04-29 | 2015-12-30 | |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2007-01-08 | 2010-04-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2007-01-08 | 2010-04-01 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2006-02-03 | 2010-04-01 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2005-07-22 | 2010-04-01 |
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