| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-06-11 | 2019-07-31 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2014-06-11 | 2019-07-31 |
| SKYVAST SECURITIES LIMITED | Rep | 期货合约交易 | 2012-01-26 | 2014-05-09 |
| Rep | 证券交易 | 2012-01-26 | 2014-05-09 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2010-10-04 | 2012-01-14 |
| Rep | 证券交易 | 2010-08-20 | 2012-01-14 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-03-04 | 2010-08-06 |
| Rep | 证券交易 | 2009-06-18 | 2010-08-06 |