| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grand China Securities Limited | RO | 就证券提供意见 | 2024-10-30 | - |
| RO | 提供资产管理 | 2024-10-30 | - | |
| RO | 期货合约交易 | 2024-10-30 | - | |
| RO | 证券交易 | 2024-10-30 | - | |
| Yuanta Securities (Hong Kong) Company Limited | RO | 就期货合约提供意见 | 2022-01-17 | 2023-09-11 |
| Rep | 提供资产管理 | 2019-07-16 | 2023-09-11 | |
| RO | 期货合约交易 | 2016-01-21 | 2023-09-11 | |
| RO | 就证券提供意见 | 2015-07-28 | 2023-09-11 | |
| RO | 证券交易 | 2015-07-28 | 2023-09-11 | |
| Rep | 就证券提供意见 | 2013-08-12 | 2015-07-28 | |
| Rep | 证券交易 | 2012-06-21 | 2015-07-28 | |
| Rep | 期货合约交易 | 2012-06-21 | 2016-01-21 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2010-03-08 | 2019-03-15 |
| Rep | 证券交易 | 2009-06-10 | 2021-08-20 | |
| GT CAPITAL LIMITED | Rep | 证券交易 | 2007-11-19 | 2009-06-01 |
| Asia Pacific Securities Limited | Rep | 证券交易 | 2006-09-01 | 2007-04-30 |
| GT CAPITAL LIMITED | Rep | 证券交易 | 2005-08-24 | 2006-08-31 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2004-10-21 | 2005-08-22 |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | 2004-10-21 | 2005-08-22 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自动化交易服务 | 2003-04-30 | 2003-07-07 |
| Rep | 证券交易 | 2003-04-30 | 2005-08-22 |
金管局记录暂时无法加载，请稍后重试。