Personnel Hong Kong SFC License Details (ID 92494)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
EMPEROR FUTURES LIMITED	Rep	期货合约交易	2025-12-03	-
EMPEROR SECURITIES LIMITED (HK)	Rep	证券交易	2025-12-03	-
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	RO	杠杆式外汇交易	2023-02-06	-
	Rep	杠杆式外汇交易	2022-07-27	2023-02-06
South China Investment Management Limited	Rep	提供资产管理	2019-11-04	2020-12-18
SOUTH CHINA COMMODITIES LIMITED	RO	期货合约交易	2018-06-19	2020-12-18
South China Forex Limited	RO	杠杆式外汇交易	2018-06-19	2020-12-18
	Rep	杠杆式外汇交易	2018-03-05	2018-06-19
South China Investment Management Limited	Rep	提供资产管理	2018-03-05	2019-08-21
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2018-03-05	2020-12-18
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2018-02-07	2018-06-19
Hao Tian International Futures Limited	Rep	期货合约交易	2017-12-19	2018-01-23
South China Investment Management Limited	Rep	提供资产管理	2017-10-03	2017-12-01
South China Forex Limited	RO	杠杆式外汇交易	2016-07-13	2017-12-01
SOUTH CHINA COMMODITIES LIMITED	Rep	期货合约交易	2015-02-03	2017-12-01
South China Forex Limited	Rep	杠杆式外汇交易	2015-02-03	2016-07-13
SOUTH CHINA SECURITIES LIMITED	Rep	证券交易	2015-02-03	2017-12-01
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2012-06-20	2015-01-16
	Rep	证券交易	2012-06-20	2015-01-16
	Rep	杠杆式外汇交易	2012-06-20	2015-01-16
Yuanta Asia Investment (Hong Kong) Limited	Rep	杠杆式外汇交易	2010-05-10	2013-05-22
	Rep	期货合约交易	2009-11-11	2013-05-22
	Rep	证券交易	2009-11-11	2013-05-22

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