| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grand China Securities Limited | Rep | 证券交易 | 2019-10-23 | 2022-12-31 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 就证券提供意见 | 2012-06-20 | 2018-09-01 |
| Rep | 证券交易 | 2012-06-20 | 2018-09-01 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-05-18 | 2013-05-22 |
| Rep | 证券交易 | 2010-05-18 | 2013-05-22 | |
| Lion Global Financial Limited | Rep | 证券交易 | 2009-03-02 | 2010-05-03 |
| Rep | 就证券提供意见 | 2008-11-19 | 2010-05-03 |