| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就证券提供意见 | 2026-06-12 | - |
| Rep | 证券交易 | 2026-06-12 | - | |
| FWD Financial Planning Limited (HK) | RO | 就证券提供意见 | 2023-05-25 | 2024-04-16 |
| RO | 证券交易 | 2023-05-25 | 2024-04-16 | |
| PING AN SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 就证券提供意见 | 2021-05-21 | 2022-08-14 |
| Rep | 证券交易 | 2019-12-11 | 2022-08-14 | |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2014-08-27 | 2022-08-14 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | 证券交易 | 2014-08-27 | 2020-05-05 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-20 | 2014-08-15 |
| Rep | 证券交易 | 2012-06-20 | 2014-08-15 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2010-12-13 | 2014-08-15 |
| Rep | 证券交易 | 2010-12-13 | 2014-08-15 |
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