Li, Shing Yum 李成蔭
证监会中央编号:ACF077
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2011-05-20 | 2011-09-17 |
| Rep | 证券交易 | 2011-05-20 | 2011-09-17 | |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | 证券交易 | 2010-08-30 | 2011-05-14 |
| EMPEROR FUTURES LIMITED | Rep | 期货合约交易 | 2010-02-03 | 2010-08-01 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2010-02-03 | 2010-08-01 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2005-06-27 | 2009-09-01 |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2004-11-10 | 2009-09-01 |
| SHUN LOONG FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-01-19 |
| Rep | 提供资产管理 | - | 2004-01-19 | |
| Rep | 提供自动化交易服务 | - | 2004-01-19 | |
| Rep | 期货合约交易 | - | 2004-01-19 |