| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | 证券交易 | 2013-10-15 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2012-06-27 | 2013-10-13 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2009-04-02 | 2013-10-13 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2008-06-03 | 2009-02-01 |