Liu, Ka Leung 廖家良 SFC Licences and HKMA Registrations (ID 92515)

Liu, Ka Leung 廖家良 SFC Licences and HKMA Registrations (ID 92515)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
FULBRIGHT FUTURES LIMITED	Rep	期货合约交易	2021-04-30	-
FULBRIGHT SECURITIES LIMITED	Rep	证券交易	2021-04-30	-
Yuanta Securities (Hong Kong) Company Limited	Rep	杠杆式外汇交易	2012-06-21	2016-10-31
	Rep	期货合约交易	2012-06-21	2021-04-21
	Rep	证券交易	2012-06-21	2021-04-21
Yuanta Asia Investment (Hong Kong) Limited	Rep	杠杆式外汇交易	2010-01-18	2014-10-20
	Rep	期货合约交易	2010-01-18	2015-12-30
	Rep	证券交易	2010-01-18	2015-12-30
CES Commodities (HK) Limited	Rep	期货合约交易	2006-02-03	2010-01-08
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2006-02-03	2010-01-08
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2006-02-03	2010-01-08
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2004-11-02	2010-01-08
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	2004-05-15	2010-01-08
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	证券交易	2004-05-15	2010-01-08

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

仅显示现任登记

已采集记录中暂无金管局登记。