| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2018-12-31 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-02-09 | 2018-12-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2016-11-28 | 2017-10-02 |
| Beevest Securities Limited | Rep | 就证券提供意见 | 2015-02-03 | 2016-07-22 |
| Rep | 证券交易 | 2015-02-03 | 2016-07-22 | |
| Open Securities Limited | Rep | 期货合约交易 | 2012-07-24 | 2014-05-30 |
| Rep | 证券交易 | 2012-07-24 | 2014-05-30 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2009-06-17 | 2012-06-01 |
| Rep | 证券交易 | 2009-04-02 | 2012-06-01 | |
| KGI WEALTH MANAGEMENT LIMITED | Rep | 证券交易 | 2007-12-27 | 2009-02-01 |