| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2020-12-18 |
| Rep | 证券交易 | 2017-10-03 | 2020-12-18 | |
| Rep | 就证券提供意见 | 2015-11-13 | 2017-10-02 | |
| Rep | 证券交易 | 2015-11-13 | 2017-10-02 | |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2015-05-11 | 2015-10-30 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2015-05-11 | 2015-10-30 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-21 | 2015-04-21 |
| Rep | 证券交易 | 2012-06-21 | 2015-04-21 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2011-10-24 | 2015-04-21 |
| Rep | 证券交易 | 2011-09-06 | 2015-04-21 |