| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2015-12-08 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2012-07-19 | 2015-10-31 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2006-03-09 | 2013-04-26 |
| STOCKWELL SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2003-04-01 | 2003-07-07 |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-07 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-05-07 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-07 | |
| Rep | 证券交易 | 2003-04-01 | 2006-03-02 |