| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2014-01-06 | 2018-04-24 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2014-01-06 | 2018-04-24 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-06-26 | 2013-12-20 |
| Rep | 证券交易 | 2012-04-26 | 2013-12-20 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2012-02-06 | 2013-12-20 |
| Rep | 证券交易 | 2009-12-14 | 2013-12-20 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2004-11-15 | 2009-11-19 |