| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2012-09-28 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2012-01-09 | - |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2006-05-10 | 2012-01-01 |
| Tung Shing Securities (Brokers) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-01-09 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-01-09 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-01-09 | |
| Rep | 证券交易 | 2003-04-01 | 2006-05-05 |