| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLC FUTURES LIMITED | Rep | 期货合约交易 | 2014-12-18 | 2020-07-31 |
| CLC SECURITIES LIMITED | Rep | 证券交易 | 2014-06-03 | 2020-07-31 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2013-03-11 | 2014-03-28 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2013-03-11 | 2014-03-28 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-07-09 | 2012-12-01 |
| Rep | 证券交易 | 2012-07-09 | 2012-12-01 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2011-03-17 | 2012-12-01 |
| Rep | 证券交易 | 2009-01-20 | 2012-12-01 |