| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-09-06 | 2020-06-24 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-09-24 | 2020-06-24 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2015-09-24 | 2020-06-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2012-10-11 | 2015-09-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2012-10-11 | 2015-09-12 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 证券交易 | 2012-06-27 | 2012-08-17 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 证券交易 | 2011-05-13 | 2012-08-17 |