| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MANGO FINANCIAL LIMITED | RO | 就证券提供意见 | 2025-01-06 | - |
| RO | 证券交易 | 2025-01-06 | - | |
| Rep | 提供资产管理 | 2025-01-06 | 2026-10-14 | |
| CLC SECURITIES LIMITED | RO | 就期货合约提供意见 | 2020-04-07 | 2023-10-31 |
| RO | 期货合约交易 | 2020-04-07 | 2023-10-31 | |
| CLC FUTURES LIMITED | RO | 就期货合约提供意见 | 2017-12-27 | 2021-04-21 |
| CLC SECURITIES LIMITED | RO | 就证券提供意见 | 2017-12-27 | 2023-10-31 |
| CLC FUTURES LIMITED | RO | 期货合约交易 | 2015-04-17 | 2021-04-21 |
| CLC SECURITIES LIMITED | RO | 证券交易 | 2014-09-22 | 2023-10-31 |
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2013-03-11 | 2014-03-20 |
| Soochow Securities International Futures Limited | Rep | 期货合约交易 | 2013-03-11 | 2014-03-20 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | 期货合约交易 | 2012-07-09 | 2012-12-01 |
| Rep | 证券交易 | 2012-07-09 | 2012-12-01 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-08-07 | 2012-12-01 |
| Rep | 证券交易 | 2008-06-05 | 2012-12-01 |
已采集记录中暂无金管局登记。