| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2023-04-26 | - |
| PRESIDENT SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2007-02-16 | 2023-04-03 |
| TIS SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2006-04-06 | 2006-09-30 |
| RO | 就机构融资提供意见 | 2003-04-01 | 2003-12-30 | |
| RO | 就证券提供意见 | 2003-04-01 | 2003-12-30 | |
| RO | 提供自动化交易服务 | 2003-04-01 | 2003-12-30 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-10-25 | |
| RO | 证券交易 | 2003-04-01 | 2006-09-30 |