| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENG YUAN SECURITIES LIMITED | Rep | 证券交易 | 2026-06-30 | - |
| SHENG YUAN CAPITAL (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2023-02-22 | - |
| Rep | 就机构融资提供意见 | 2023-02-07 | 2023-02-22 | |
| GSI FINANCE GROUP LIMITED | RO | 就机构融资提供意见 | 2018-12-03 | 2023-01-31 |
| PRESIDENT SECURITIES (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2007-06-20 | 2017-06-14 |