| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 就机构融资提供意见 | 2026-07-15 | - |
| Rep | 证券交易 | 2026-07-15 | - | |
| Opus Capital Limited (HK) | Rep | 证券交易 | 2025-11-03 | 2026-05-15 |
| Rep | 就机构融资提供意见 | 2023-12-22 | 2026-05-15 | |
| UZen Securities Limited | Rep | 证券交易 | 2023-12-22 | 2024-11-15 |
| RaffAello Capital Limited | Rep | 就机构融资提供意见 | 2023-03-09 | 2023-05-13 |
| EMPEROR CORPORATE FINANCE LIMITED | Rep | 就机构融资提供意见 | 2018-05-25 | 2020-03-10 |
| Rep | 证券交易 | 2018-05-25 | 2020-03-10 | |
| VBG Capital Limited | Rep | 就机构融资提供意见 | 2015-06-09 | 2018-04-19 |
| Rep | 证券交易 | 2015-06-09 | 2018-04-19 | |
| PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2011-08-05 | 2015-05-26 |
| Rep | 证券交易 | 2009-07-14 | 2015-05-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2007-10-15 | 2008-07-31 |
已采集记录中暂无金管局登记。