Loh, Yiu Fai 陸耀輝

证监会中央编号:ABN692

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	就期货合约提供意见	2019-06-28	2019-12-28
	Rep	就证券提供意见	2019-06-28	2019-12-28
	Rep	提供资产管理	2019-06-28	2019-12-28
	Rep	期货合约交易	2019-06-28	2019-12-28
	Rep	证券交易	2019-06-28	2019-12-28
Public Securities Limited	Rep	证券交易	2012-10-24	2013-03-04
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2012-09-06	2012-10-17
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2012-09-06	2012-10-17
KGI ASIA LIMITED	Rep	就证券提供意见	2012-03-05	2012-07-24
	Rep	证券交易	2012-03-05	2012-07-24
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-03-05	2012-07-24
PRESIDENT SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2009-06-11	2012-02-22
	Rep	证券交易	2009-06-11	2012-02-22
Friedmann Pacific Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2009-05-06	2009-05-29
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	证券交易	2009-05-06	2009-05-29
RHB SECURITIES HONG KONG LIMITED	RO	就证券提供意见	2007-05-07	2008-10-25
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2007-03-12	2008-10-25
RHB SECURITIES HONG KONG LIMITED	Rep	就证券提供意见	2007-03-12	2007-05-07
	Rep	证券交易	2007-03-12	2008-10-25
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	就证券提供意见	2005-11-17	2007-02-17
	RO	证券交易	2005-09-22	2007-02-17
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期货合约交易	2004-11-05	2007-02-17
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	证券交易	2004-11-05	2005-09-22
SHUN LOONG FUTURES LIMITED	Rep	就期货合约提供意见	2003-11-12	2004-08-19
	Rep	期货合约交易	2003-11-12	2004-10-17
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2003-11-12	2004-08-19
	Rep	提供自动化交易服务	2003-11-12	2004-08-19
	Rep	证券交易	2003-11-12	2004-10-17
CELESTIAL COMMODITIES LIMITED	Rep	就期货合约提供意见	-	2003-05-31
	Rep	提供资产管理	-	2003-05-31
	Rep	提供自动化交易服务	-	2003-05-31
	Rep	期货合约交易	-	2003-05-31
CELESTIAL FINANCE LIMITED	Rep	提供证券保证金融资	-	2003-05-31
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	-	2003-05-31
	Rep	就证券提供意见	-	2003-05-31
	Rep	提供资产管理	-	2003-05-31
	Rep	提供自动化交易服务	-	2003-05-31
	Rep	证券交易	-	2003-05-31

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	就期货合约提供意见	2019-06-28	2019-12-28
	Rep	就证券提供意见	2019-06-28	2019-12-28
	Rep	提供资产管理	2019-06-28	2019-12-28
	Rep	期货合约交易	2019-06-28	2019-12-28
	Rep	证券交易	2019-06-28	2019-12-28
Public Securities Limited	Rep	证券交易	2012-10-24	2013-03-04
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2012-09-06	2012-10-17
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2012-09-06	2012-10-17
KGI ASIA LIMITED	Rep	就证券提供意见	2012-03-05	2012-07-24
	Rep	证券交易	2012-03-05	2012-07-24
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-03-05	2012-07-24
PRESIDENT SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2009-06-11	2012-02-22
	Rep	证券交易	2009-06-11	2012-02-22
Friedmann Pacific Asset Management (Hong Kong) Limited	Rep	就证券提供意见	2009-05-06	2009-05-29
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	证券交易	2009-05-06	2009-05-29
RHB SECURITIES HONG KONG LIMITED	RO	就证券提供意见	2007-05-07	2008-10-25
RHB FUTURES HONG KONG LIMITED	Rep	期货合约交易	2007-03-12	2008-10-25
RHB SECURITIES HONG KONG LIMITED	Rep	就证券提供意见	2007-03-12	2007-05-07
	Rep	证券交易	2007-03-12	2008-10-25
PIPER JAFFRAY ASIA SECURITIES LIMITED	RO	就证券提供意见	2005-11-17	2007-02-17
	RO	证券交易	2005-09-22	2007-02-17
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	期货合约交易	2004-11-05	2007-02-17
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	证券交易	2004-11-05	2005-09-22
SHUN LOONG FUTURES LIMITED	Rep	就期货合约提供意见	2003-11-12	2004-08-19
	Rep	期货合约交易	2003-11-12	2004-10-17
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2003-11-12	2004-08-19
	Rep	提供自动化交易服务	2003-11-12	2004-08-19
	Rep	证券交易	2003-11-12	2004-10-17
CELESTIAL COMMODITIES LIMITED	Rep	就期货合约提供意见	-	2003-05-31
	Rep	提供资产管理	-	2003-05-31
	Rep	提供自动化交易服务	-	2003-05-31
	Rep	期货合约交易	-	2003-05-31
CELESTIAL FINANCE LIMITED	Rep	提供证券保证金融资	-	2003-05-31
CELESTIAL SECURITIES LIMITED	Rep	就机构融资提供意见	-	2003-05-31
	Rep	就证券提供意见	-	2003-05-31
	Rep	提供资产管理	-	2003-05-31
	Rep	提供自动化交易服务	-	2003-05-31
	Rep	证券交易	-	2003-05-31