| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2021-08-27 | - |
| Rep | 就证券提供意见 | 2012-07-04 | - | |
| Rep | 提供资产管理 | 2012-07-04 | - | |
| Rep | 证券交易 | 2012-07-04 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2012-07-04 | - |
| PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | 就证券提供意见 | 2010-09-08 | 2012-06-11 |
| Rep | 提供资产管理 | 2010-09-08 | 2012-06-11 |