| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | 证券交易 | 2011-06-27 | 2012-02-07 |
| Boom Securities (H.K.) Limited | Rep | 提供自动化交易服务 | 2011-02-10 | 2011-06-17 |
| Rep | 证券交易 | 2011-02-10 | 2011-06-17 | |
| Win Securities Limited | Rep | 提供自动化交易服务 | 2011-02-10 | 2011-06-17 |
| Rep | 证券交易 | 2011-02-10 | 2011-06-17 |