| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2010-02-02 | - |
| Rep | 就证券提供意见 | 2010-02-02 | 2012-03-29 | |
| GET NICE SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-03-31 |
| Rep | 提供资产管理 | 2003-04-01 | 2005-03-31 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2010-01-25 | |
| Rep | 证券交易 | 2003-04-01 | 2010-01-25 |