| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2018-06-04 | 2022-01-27 |
| CORPORATE BROKERS LIMITED | Rep | 证券交易 | 2015-10-14 | 2018-05-31 |
| Tung Shing Securities (Brokers) Limited | Rep | 证券交易 | 2012-02-13 | 2015-09-29 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-14 |
| Rep | 就证券提供意见 | - | 2004-06-14 | |
| Rep | 提供资产管理 | - | 2004-06-14 | |
| Rep | 提供自动化交易服务 | - | 2004-06-14 | |
| Rep | 证券交易 | - | 2012-02-03 |