| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2008-02-22 | - |
| FTL Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2005-08-15 | 2008-01-11 |
| Chow Tai Fook Life Insurance Company Limited | Rep | 就证券提供意见 | 2005-06-24 | 2005-08-11 |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-12-15 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-12-15 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-12-15 |