Lam, Kou Ngai 林高巍 Hong Kong SFC License Details (ID 92778)

Lam, Kou Ngai 林高巍 Hong Kong SFC License Details (ID 92778)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2010-03-05	2014-06-01
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	期货合约交易	2010-03-05	2014-06-01
CES Commodities (HK) Limited	Rep	期货合约交易	2009-11-16	2010-02-25
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2009-10-19	2010-02-25
PRUDENTIAL BROKERAGE LIMITED	Rep	证券交易	2009-05-11	2009-09-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	证券交易	2009-04-21	2009-05-04
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	证券交易	2009-04-21	2009-05-04
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	证券交易	2009-04-08	2009-04-14