| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2021-03-15 | 2021-12-31 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2021-03-07 |
| Rep | 证券交易 | 2012-11-06 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-11-06 | 2019-05-31 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2012-09-20 | 2012-10-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2012-02-06 | 2012-10-20 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期货合约交易 | 2009-06-17 | 2011-03-31 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2009-04-02 | 2012-01-26 |